• Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
• Pay 20% upfront margin of the transaction value to trade in cash market segment. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide NSE circular reference NSE/INSP/45191 dated July 31, 2020; BSE Notice no. 20200731-7 dated July 31, 2020 and NSE Circular Reference No. NSE/INSP/45534 dated August 31, 2020; BSE Notice No. 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.
• Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
• Prevent unauthorized transactions in your account. Update your email id and mobile number with your stock broker / depository participant. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of Investors (Ref : NSE circular no.: NSE/INSP/27346, BSE notice no : 20140822-30.).
• Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors." (Ref : CDSL Communique no 4671)
• It has been observed that certain fraudsters have been collecting data from various sources of investors who are trading in Exchanges and sending them bulk messages on the pretext of providing investment tips and luring the investors to invest in bogus entities by promising huge profits. You are advised not to trade on the basis of SMS tips and to take an informed investment decision based on authentic sources.... issued in the interest of investor of investor (Ref : NSE circular no.: NSE/COMP/42549, BSE :Notice 20191018-7 )
• Trading in securities in which unsolicited messages are being circulated is restricted. The list of such stocks are available on the website of NSE & BSE. Investors are advised not to blindly follow the unfounded rumours, Tips given in social networks, SMS, Whatsup App, Blogs etc. and invest only after conducting appropriate analysis of respective companies. (Ref : NSE circulars nos: NSE/INVG/36333 dated November 17, 2018, NSE/INVG/37765 dated May 15.2018 and BSE circular nos: 20171117-18 dated November 17, 2018, 20180515-39 dated May 15.2018
• KYC is one time exercise while dealing in securities market - once KYC is done through a SEBI registered Intermediary (Broker, DP, Mutual Fund, etc.) you need not undergo the same process again when you approach another intermediary.
• ASBA : No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remaisn in investors’ account.
• Update Financial / Income details every year with SEBI registered Intermediary (Broker, DP)
• All investors are requested to take note that 6 KYC attributes i.e. Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details. Investors contact KYC team and DP Team for updation. The last date to update KYC is on or before March 31, 2022. Thereafter non-compliant trading accounts will be blocked for trading by the Exchange. The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository.
• Link your Aadhaar with PAN on or before March 31 , 2022

Investment in securities market are subject to market risks, read all the related documents carefully before investing .......... Issued in the interest of Investors"